FUTU Fail-to-Deliver

Futu Holdings Limited (FUTU) operates in the Financial Services sector, specifically the Financial - Capital Markets industry, with a market capitalization near $15.92B, listed on NASDAQ, employing roughly 3,540 people, carrying a beta of 0.38 to the broader market. Futu Holdings Limited is a global provider of digital brokerage services for securities and the distribution of wealth management products, with operations based in Hong Kong. Led by Hua Li, public since 2019-03-08.

No records carrying symbol FUTU appear in the SEC's published NSCC CNS fails-to-deliver data for settlement dates September 1, 2026 through September 14, 2026.

Most recent fail-to-deliver in our records: August 31, 2026.

Frequently asked FUTU fail-to-deliver questions

Has FUTU had any fails-to-deliver recently?
No records carrying symbol FUTU appear in the SEC's published NSCC CNS fails-to-deliver data for settlement dates September 1, 2026 through September 14, 2026. Most recent fail-to-deliver in our records: August 31, 2026. The SEC publishes the first half of each month at the month's end and the second half around the 15th of the next month, so this check covers settlement dates through September 14, 2026.
What does it mean when FUTU is absent from the SEC fails-to-deliver data?
The SEC's files give the aggregate net balance of shares that failed to be delivered in NSCC's Continuous Net Settlement system, by security and settlement date. Since September 16, 2008 a security has a record for every settlement date on which that balance was above zero, and none when it was zero. This check is by symbol, so a fail reported only under a CUSIP or a former symbol is not counted.

Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.

Learn how fails-to-deliver is reported and how to read the data →