SPXU Fail-to-Deliver

ProShares - UltraPro Short S&P500 (SPXU) operates in the Financial Services sector, specifically the Asset Management - Leveraged industry, with a market capitalization near $447.9M, listed on AMEX, carrying a beta of -2.75 to the broader market. ProShares UltraPro Short S&P500 seeks daily investment results, before fees and expenses, that correspond to three times the inverse (-3x) of the daily performance of the S&P 500. public since 2009-06-25.

Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.

Latest Date
2026-04-27
Latest FTD Quantity
8.8K
Latest Price
$42.91
30-Day Avg FTD
38.4K
30-Day Total FTD
1.2M

Showing 30 days of SEC fail-to-deliver data for ProShares - UltraPro Short S&P500.

Learn how fails-to-deliver is reported and how to read the data →

Frequently asked SPXU fail to deliver questions

What is the latest SPXU fail-to-deliver count?
As of Apr 27, 2026, ProShares - UltraPro Short S&P500 (SPXU) fail-to-deliver quantity is 8.8K shares, with a 30-day average of 38.4K shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
What is the FTD aggregate net balance?
FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
How do SPXU FTDs affect options pricing?
Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.