UBS Fail-to-Deliver
UBS Group AG (UBS) operates in the Financial Services sector, specifically the Banks - Diversified industry, with a market capitalization near $160.91B, listed on NYSE, employing roughly 106,789 people, carrying a beta of 0.84 to the broader market. UBS Group AG, a financial services giant headquartered in Zurich, Switzerland, since its founding in 1862 (and known as UBS AG until its name change in December 2014), delivers a comprehensive range of financial advice and solutions to a global clientele of private individuals, institutions, and corporations. Led by Sergio Ermotti, public since 2000-05-16.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
- Latest Date
- 2026-06-12
- Latest FTD Quantity
- 143.9K
- Latest Price
- $48.19
- 30-Day Avg FTD
- 11.0K
- 30-Day Total FTD
- 331.0K
Showing 30 days of SEC fail-to-deliver data for UBS Group AG.
Learn how fails-to-deliver is reported and how to read the data →
Frequently asked UBS fail to deliver questions
- What is the latest UBS fail-to-deliver count?
- As of Jun 12, 2026, UBS Group AG (UBS) fail-to-deliver quantity is 143.9K shares, with a 30-day average of 11.0K shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
- What is the FTD aggregate net balance?
- FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
- How do UBS FTDs affect options pricing?
- Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.