STEM Fail-to-Deliver

Stem, Inc. (STEM) operates in the Technology sector, specifically the Software - Infrastructure industry, with a market capitalization near $80.5M, listed on NYSE, employing roughly 569 people, carrying a beta of 1.52 to the broader market. Stem, Inc. Led by Arun Narayanan, public since 2020-10-08.

Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.

Latest Date
2026-04-30
Latest FTD Quantity
300
Latest Price
$10.34
30-Day Avg FTD
834
30-Day Total FTD
25.0K

Showing 30 days of SEC fail-to-deliver data for Stem, Inc..

Learn how fails-to-deliver is reported and how to read the data →

Frequently asked STEM fail to deliver questions

What is the latest STEM fail-to-deliver count?
As of Apr 30, 2026, Stem, Inc. (STEM) fail-to-deliver quantity is 300 shares, with a 30-day average of 834 shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
What is the FTD aggregate net balance?
FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
How do STEM FTDs affect options pricing?
Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.