SAX Insider Trading

Saratoga Investment Corp. 8 % Notes 2026-31.08.31 (SAX) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $86.0M, listed on NYSE, carrying a beta of 0.00 to the broader market. Saratoga Investment Corp. Led by Chris Long Oberbeck, public since 2014-07-14.

No insider filings are on record under SAX's own SEC company ID (CIK 1377936).

Filings Under Another SEC Company ID

3 filing lines on file were filed under an SEC company ID (CIK) other than SAX's (1377936). Such a filing can be a predecessor company's (one that reorganized, redomiciled or converted files under a new CIK), a former holder of the SAX ticker's, or another company's that SAX or its insiders report holding; the CIK alone does not say which. They are not counted in the figures above.

ETFs Holding SAX

From each fund's latest holdings file on record that shows SAX's listed security itself. A file counts when its line count is consistent with the fund's reported holdings count (at most twice it plus 10, or at most 1,000 lines for a reported count of exactly 10, which the data source gives many funds as a cap), read with that file or inherited from the fund's last classified file (within 20% of its line count, read within 60 days). Funds whose line for the company could not be confirmed as SAX's listed security, or that hold it through underlying funds (look-through), are not listed. Only long positions count: a fund is left out when any of its lines for SAX reports a negative weight, share count or value, or none of them above zero (a short position, or figures that disagree). Shares, value and weight are as reported in each fund's file, dated by the data source's last update of that file (not the date of the positions); the weight is SAX's share of that fund.

Learn how insider trading is reported and how to read the data →