RISE Fail-to-Deliver
The 2023 ETF Series Trust - Pictet Emerging Markets Rising Economies ETF (RISE) operates in the Energy sector, specifically the Oil & Gas Exploration & Production industry, with a market capitalization near $106.2M, listed on AMEX, carrying a beta of -1.30 to the broader market. The 2023 ETF Series Trust - Pictet Emerging Markets Rising Economies ETF is an exchange traded fund launched and managed by Pictet Asset Management Limited. public since 2015-02-18.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
- Latest Date
- 2026-05-13
- Latest FTD Quantity
- 2.3K
- Latest Price
- $19.06
- 30-Day Avg FTD
- 143.2K
- 30-Day Total FTD
- 2.0M
Showing 14 days of SEC fail-to-deliver data for The 2023 ETF Series Trust - Pictet Emerging Markets Rising Economies ETF.
Learn how fails-to-deliver is reported and how to read the data →
Frequently asked RISE fail to deliver questions
- What is the latest RISE fail-to-deliver count?
- As of May 13, 2026, The 2023 ETF Series Trust - Pictet Emerging Markets Rising Economies ETF (RISE) fail-to-deliver quantity is 2.3K shares, with a 14-day average of 143.2K shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
- What is the FTD aggregate net balance?
- FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
- How do RISE FTDs affect options pricing?
- Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.