OXLCL Fail-to-Deliver

Oxford Lane Capital Corp. 6.75% Notes due 2031 (OXLCL) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $11.74B, listed on NASDAQ, carrying a beta of 0.24 to the broader market. Oxford Lane Capital is an investment company that invests primarily in debt and equity tranches of CLO vehicles. Led by Jonathan H. Cohen, public since 2021-03-18.

Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.

Latest Date

2026-05-14

Latest FTD Quantity

80

Latest Price

$24.32

30-Day Avg FTD

261

30-Day Total FTD

7.8K

Showing 30 days of SEC fail-to-deliver data for Oxford Lane Capital Corp. 6.75% Notes due 2031.

Learn how fails-to-deliver is reported and how to read the data →

Frequently asked OXLCL fail to deliver questions

What is the latest OXLCL fail-to-deliver count?

As of May 14, 2026, Oxford Lane Capital Corp. 6.75% Notes due 2031 (OXLCL) fail-to-deliver quantity is 80 shares, with a 30-day average of 261 shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.

What is the FTD aggregate net balance?

FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.

How do OXLCL FTDs affect options pricing?

Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.