MKTX Insider Trading

MarketAxess Holdings Inc. (MKTX) operates in the Financial Services sector, specifically the Financial - Capital Markets industry, with a market capitalization near $5.79B, listed on NASDAQ, employing roughly 868 people, carrying a beta of 0.79 to the broader market. MarketAxess Holdings Inc. Led by Christopher Robert Concannon, public since 2004-11-05.

In the last 12 months, MarketAxess Holdings Inc. insiders made 0 buy transactions and 12 sale transactions.

DateNameTypeSharesPriceValue
Oct 13, 2026Pintoff ScottS-Sale100$164.65$16.5K
Sep 11, 2026Pintoff ScottS-Sale100$163.32$16.3K
Sep 11, 2026Cruger William Frank Jr.S-Sale6,164$163.20$1.0M
Aug 13, 2026Portney Emily HopeG-Gift2,085$0.00$0
Aug 13, 2026Portney Emily HopeG-Gift2,085$0.00$0
Aug 10, 2026Pintoff ScottS-Sale100$162.60$16.3K
Aug 7, 2026Chwick JaneG-Gift606$0.00$0
Jul 10, 2026Pintoff ScottS-Sale100$115.12$11.5K
Jun 18, 2026HERNANDEZ CARLOS MAURICIOG-Gift10,708$0.00$0
Jun 18, 2026HERNANDEZ CARLOS MAURICIOG-Gift10,708$0.00$0

MKTX Insider Activity by Quarter

Reported Form 4 and Form 5 lines under MKTX's own SEC company ID, by transaction date, back to Q4 2024. Purchases and sales are code P / S (open market or private) in the company's shares; other lines are purchases and sales of other securities (options, warrants, preferred), awards, exercises, tax withholding, gifts and other acquisitions and dispositions. Later filings and amendments can change the current quarter. Earlier quarters are not shown: the filings read reach back to Apr 2, 2021, and a quarter counts only when every filing for it was read.

QuarterPurchasesBoughtSalesSoldOther Lines
Q4 2026 (so far)0N/A1$16.5K0
Q3 20260N/A4$1.1M3
Q2 20260N/A3$43.5K15
Q1 20260N/A3$52.5K23
Q4 20250N/A1$17.8K3
Q3 20250N/A2$575.4K2
Q2 20250N/A2$699.8K13
Q1 20250N/A0N/A36
Q4 20240N/A14$13.6M1

MKTX Institutional Ownership (13F)

As of Jun 30, 2026 (Q2 2026), 396 institutions reported holding 39,160,101 MKTX shares, valued at $4.44B as reported, 111.8% of its market cap (market cap of Jun 26, 2026). That is -56 institutions from the quarter before. Among managers whose reports for both quarters are comparable, 50 opened a position, 99 closed one, 130 added and 171 trimmed.

Top Holders, Q2 2026

ManagerSharesValueChange
BlackRock, Inc.3,999,836$453.9M-75,318
PRIMECAP MANAGEMENT CO/CA/3,504,905$397.8M+157,780
North Reef Capital Management LP3,395,000$385.3M+1,520,000
VANGUARD PORTFOLIO MANAGEMENT LLC2,100,273$238.4M-63,398
AQR CAPITAL MANAGEMENT LLC1,987,288$222.8M-696,457
VANGUARD CAPITAL MANAGEMENT LLC1,546,670$175.5M-62,589
FMR LLC1,404,998$159.5M-114,423
STATE STREET CORP1,281,769$145.4M+912
NEUBERGER BERMAN GROUP LLC1,229,929$139.6M+263,900
GOLDMAN SACHS GROUP INC1,031,309$117.0M+522,266

By Quarter

QuarterInstitutionsSharesValue
Q2 202639639,160,101$4.44B
Q1 202645238,240,645$6.31B
Q4 202548736,624,592$6.64B
Q3 202544936,061,298$6.29B
Q2 202552737,122,145$8.29B
Q1 202550336,711,054$7.94B
Q4 202451237,658,876$8.51B
Q3 202450236,653,888$9.44B
Q2 202445938,255,037$7.67B

From the SEC's Form 13F data sets: investment managers with $100 million or more in Section 13(f) securities report their holdings each quarter, up to 45 days after it ends; a restated filing replaces the original, and values are as the managers reported them (a position whose price runs about 1,000 times below other managers', from a manager whose positions mostly do, is read as reported in thousands of dollars). The same shares can be reported by more than one manager, so totals can count some twice.

ETFs Holding MKTX

FundWeight of MKTXShares (as reported)Value (as reported)Source updated
IJR iShares Core S&P Small-Cap ETF0.33%2,087,452$342.7MOct 8, 2026
VTI Vanguard Morningstar Total Stock Market ETF0.01%1,074,670$174.8MOct 7, 2026
VB Vanguard Morningstar Small-Cap ETF0.07%776,992$126.4MOct 7, 2026
VXF Vanguard Extended Market ETF0.07%412,926$67.2MOct 7, 2026
SPSM State Street SPDR Portfolio S&P 600 Small Cap ETF0.34%322,439$53.6MOct 8, 2026
VBR Vanguard Morningstar Small-Cap Value ETF0.06%246,674$40.1MOct 7, 2026
VBK Vanguard Morningstar Small-Cap Growth ETF0.08%223,198$36.3MOct 7, 2026
VIG Vanguard Dividend Appreciation ETF0.02%201,179$32.7MOct 7, 2026
SCHA Schwab U.S. Small-Cap ETF0.14%185,915$30.1MOct 8, 2026
VYM Vanguard High Dividend Yield ETF0.02%141,727$23.0MOct 7, 2026
IJS iShares S&P Small-Cap 600 Value ETF0.29%134,676$22.1MOct 8, 2026
IWR iShares Russell Mid-Cap ETF0.04%131,156$21.5MOct 8, 2026
VIOO Vanguard S&P Small-Cap 600 ETF0.32%127,970$20.8MOct 7, 2026
SLYG State Street SPDR S&P 600 Small Cap Growth ETF0.38%111,587$18.6MOct 8, 2026
SCHM Schwab U.S. Mid-Cap ETF0.12%105,658$17.4MOct 7, 2026

From each fund's latest holdings file on record that shows MKTX's listed security itself. A file counts when its line count is consistent with the fund's reported holdings count (at most twice it plus 10, or at most 1,000 lines for a reported count of exactly 10, which the data source gives many funds as a cap), read with that file or inherited from the fund's last classified file (within 20% of its line count, read within 60 days). Funds whose line for the company could not be confirmed as MKTX's listed security, or that hold it through underlying funds (look-through), are not listed. Only long positions count: a fund is left out when any of its lines for MKTX reports a negative weight, share count or value, or none of them above zero (a short position, or figures that disagree). Shares, value and weight are as reported in each fund's file, dated by the data source's last update of that file (not the date of the positions); the weight is MKTX's share of that fund.

MKTX Congress Trades

Members of Congress and their households disclosed 6 transactions in MKTX on file (2 purchases, 4 sales) by 4 members, the latest trade on Apr 9, 2026.

MemberChamberTypeAmountTradedDisclosed
Josh Gottheimer (D-NJ-5)HouseSale (Full)$1,001 - $15,000Apr 9, 2026May 20, 2026
Julie Johnson (D-TX-32)HouseSale (Full)$1,001 - $15,000Feb 12, 2025Mar 13, 2025
Julie Johnson (D-TX-32)HousePurchase$1,001 - $15,000Jan 15, 2025Feb 12, 2025
Daniel S. Goldman (D-NY-10)HouseSale (Full)$1,001 - $15,000Jul 12, 2023Aug 13, 2023
Daniel S. Goldman (D-NY-10)HousePurchase$1,001 - $15,000Apr 10, 2023May 19, 2023
Tommy Tuberville (R-AL)SenateSale (Full)$1,001 - $15,000Oct 5, 2022Nov 9, 2022

From the periodic transaction reports members of the Senate and the House file under the STOCK Act, within 45 days of a trade (some file later); amounts are the ranges the reports give (a few give an exact amount), and a transaction a later report lists again is counted once. On file: House reports disclosed from Apr 10, 2023 through Oct 13, 2026; Senate reports disclosed from Jan 30, 2014 through Oct 7, 2026. The party is the member's on the trade date. A trade is listed under the company that traded under its ticker on the trade date (dated from Feb 1, 2021, unless the filing describes another company of ours; before that, only when the filing's description of the security is the company's name).

How to Read MKTX Insider Activity

Net insider sentiment skews to the sell side over the trailing twelve months: 12 sales versus 0 buys. Insider sales carry less informational weight than buys because they are often driven by liquidity, tax planning, or pre-scheduled Rule 10b5-1 trading plans rather than negative information. The transaction type alone does not say whether a sale was made on the open market or privately, or under a 10b5-1 plan; the filing's plan checkbox and footnotes do. The transaction table above includes the filer's reporting name, transaction type, share count, per-share price, and total dollar value where computable. For options traders, insider activity is one input to event-driven sizing alongside earnings calendar, analyst-rating cluster moves, and the implied-vol surface. Form 4 filings (the dominant Section 16 reporting form) must be submitted within two business days of the transaction; clusters of buys across multiple insiders within a short window are the strongest informational pattern. SEC EDGAR carries the underlying source filings for verification and additional historical depth.

Learn how insider trading is reported and how to read the data →

Frequently asked MKTX insider trading questions

How active are MKTX insiders right now?
Over the trailing twelve months, MarketAxess Holdings Inc. (MKTX) insiders made 0 buy transactions and 12 sale transactions. Net insider sentiment over the trailing twelve months tilts to the sell side (12 sales vs 0 buys). The transaction list above shows the most recent filings; each entry includes the insider's name, transaction type, share count, and per-share price.
What counts as an insider transaction?
Section 16 of the Securities Exchange Act requires officers, directors, and 10% beneficial-owner shareholders to disclose changes in their holdings via Form 3 (initial statement), Form 4 (subsequent transactions, filed within two business days), and Form 5 (annual catch-up). Insider transactions cover open-market purchases and sales, exercise of stock options, gifts, and grants. The "transaction type" field on each row distinguishes these subcategories.
Are MKTX insider buys a bullish signal?
Insider purchases (Type P, made on the open market or privately; the code covers both) carry more informational weight than insider sales: an insider must commit personal capital, and the SEC scrutinizes purchases under Rule 10b5-1 for material non-public information. Sales, by contrast, are often driven by liquidity, tax planning, or pre-scheduled 10b5-1 trading plans rather than negative information. Cluster buying (multiple insiders buying within a short window) is a stronger signal than isolated buys.
How do MKTX insider transactions affect options pricing?
Insider transaction data does not directly drive implied volatility, but Form 4 disclosures can move single-name IV if the size or timing is unusual (e.g. a large CEO buy ahead of an earnings window). Options markets price the marginal informational content; routine transactions under pre-scheduled plans are typically ignored. For event-driven options sizing, pair the insider transaction history with the upcoming earnings calendar.