MFICL Insider Trading
MidCap Financial Investment Corporation 8.00% Notes due 2028 (MFICL) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $2.33B, listed on NASDAQ, carrying a beta of 1.60 to the broader market. MidCap Financial Investment Corporation, formerly known as Apollo Investment Corporation, operates as an externally managed, closed-end, and non-diversified management investment vehicle. Led by Tanner Powell, public since 2023-12-19.
In the last 12 months, MidCap Financial Investment Corporation 8.00% Notes due 2028 insiders made 0 buy transactions and 0 sale transactions.
| Date | Name | Type | Shares | Price | Value |
|---|---|---|---|---|---|
| Feb 12, 2026 | McNulty Ted Aymond Jr. | J-Other | 6,663 | $11.14 | $74.2K |
| Jan 9, 2026 | STEIN ELLIOT JR | A-Award | 566 | $0.00 | $1 |
| Jan 9, 2026 | STEIN ELLIOT JR | A-Award | 668 | $0.00 | $1 |
| Sep 17, 2025 | Durkin Joseph Vincent | 0 | $0.00 | $0 | |
| Jun 30, 2025 | Seifert Kenneth Lee Jr. | 0 | $0.00 | $0 | |
| Mar 12, 2025 | PEARLMAN EMANUEL R | P-Purchase | 800 | $12.52 | $10.0K |
| Mar 11, 2025 | Widra Howard | P-Purchase | 50,000 | $12.40 | $620.0K |
| Mar 11, 2025 | PEARLMAN EMANUEL R | P-Purchase | 1,000 | $13.09 | $13.1K |
| Nov 12, 2024 | McNulty Ted Aymond Jr. | J-Other | 80,456 | $12.21 | $982.4K |
| Nov 12, 2024 | McNulty Ted Aymond Jr. | J-Other | 8,438 | $13.95 | $117.7K |
MFICL Insider Activity by Quarter
Reported Form 4 and Form 5 lines under MFICL's own SEC company ID, by transaction date, back to Q4 2024. Purchases and sales are code P / S (open market or private) in the company's shares; other lines are purchases and sales of other securities (options, warrants, preferred), awards, exercises, tax withholding, gifts and other acquisitions and dispositions. Later filings and amendments can change the current quarter. Earlier quarters are not shown: the filings read reach back to Jan 12, 2004, and a quarter counts only when every filing for it was read. 23 lines filed under another SEC company ID are not counted.
| Quarter | Purchases | Bought | Sales | Sold | Other Lines |
|---|---|---|---|---|---|
| Q4 2026 (so far) | 0 | N/A | 0 | N/A | 0 |
| Q3 2026 | 0 | N/A | 0 | N/A | 0 |
| Q2 2026 | 0 | N/A | 0 | N/A | 0 |
| Q1 2026 | 0 | N/A | 0 | N/A | 1 |
| Q4 2025 | 0 | N/A | 0 | N/A | 0 |
| Q3 2025 | 0 | N/A | 0 | N/A | 0 |
| Q2 2025 | 0 | N/A | 0 | N/A | 0 |
| Q1 2025 | 3 | $643.1K | 0 | N/A | 0 |
| Q4 2024 | 0 | N/A | 0 | N/A | 0 |
Filings Under Another SEC Company ID
23 filing lines on file were filed under an SEC company ID (CIK) other than MFICL's (1278752). Such a filing can be a predecessor company's (one that reorganized, redomiciled or converted files under a new CIK), a former holder of the MFICL ticker's, or another company's that MFICL or its insiders report holding; the CIK alone does not say which. They are not counted in the figures above.
| CIK | Lines | Dates | Securities |
|---|---|---|---|
| 723889 | 23 | Jan 8, 2004 to Jan 2, 2008 | Stock Option (Right to Buy), Common Stock, Option to Purchase Common Stock |
How to Read MFICL Insider Activity
Net insider activity is balanced over the trailing twelve months: 0 buys against 0 sales. Balanced activity typically reflects routine compensation-related vesting and tax-driven liquidity rather than directional information signals. The transaction table above includes the filer's reporting name, transaction type, share count, per-share price, and total dollar value where computable. For options traders, insider activity is one input to event-driven sizing alongside earnings calendar, analyst-rating cluster moves, and the implied-vol surface. Form 4 filings (the dominant Section 16 reporting form) must be submitted within two business days of the transaction; clusters of buys across multiple insiders within a short window are the strongest informational pattern. SEC EDGAR carries the underlying source filings for verification and additional historical depth.
Learn how insider trading is reported and how to read the data →
Frequently asked MFICL insider trading questions
- How active are MFICL insiders right now?
- Over the trailing twelve months, MidCap Financial Investment Corporation 8.00% Notes due 2028 (MFICL) insiders made 0 buy transactions and 0 sale transactions. Net insider activity over the trailing twelve months is balanced (0 buys, 0 sales). The transaction list above shows the most recent filings; each entry includes the insider's name, transaction type, share count, and per-share price.
- What counts as an insider transaction?
- Section 16 of the Securities Exchange Act requires officers, directors, and 10% beneficial-owner shareholders to disclose changes in their holdings via Form 3 (initial statement), Form 4 (subsequent transactions, filed within two business days), and Form 5 (annual catch-up). Insider transactions cover open-market purchases and sales, exercise of stock options, gifts, and grants. The "transaction type" field on each row distinguishes these subcategories.
- Are MFICL insider buys a bullish signal?
- Insider purchases (Type P, made on the open market or privately; the code covers both) carry more informational weight than insider sales: an insider must commit personal capital, and the SEC scrutinizes purchases under Rule 10b5-1 for material non-public information. Sales, by contrast, are often driven by liquidity, tax planning, or pre-scheduled 10b5-1 trading plans rather than negative information. Cluster buying (multiple insiders buying within a short window) is a stronger signal than isolated buys.
- How do MFICL insider transactions affect options pricing?
- Insider transaction data does not directly drive implied volatility, but Form 4 disclosures can move single-name IV if the size or timing is unusual (e.g. a large CEO buy ahead of an earnings window). Options markets price the marginal informational content; routine transactions under pre-scheduled plans are typically ignored. For event-driven options sizing, pair the insider transaction history with the upcoming earnings calendar.