MAIN Fail-to-Deliver

Main Street Capital Corporation (MAIN) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $4.74B, listed on NYSE, employing roughly 104 people, carrying a beta of 0.77 to the broader market. Main Street Capital Corporation is a business development company specializes in equity capital to lower middle market companies. Led by Dwayne Louis Hyzak, public since 2007-10-09.

Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.

Latest Date
2026-04-30
Latest FTD Quantity
27.9K
Latest Price
$53.75
30-Day Avg FTD
44.3K
30-Day Total FTD
1.3M

Showing 30 days of SEC fail-to-deliver data for Main Street Capital Corporation.

Learn how fails-to-deliver is reported and how to read the data →

Frequently asked MAIN fail to deliver questions

What is the latest MAIN fail-to-deliver count?
As of Apr 30, 2026, Main Street Capital Corporation (MAIN) fail-to-deliver quantity is 27.9K shares, with a 30-day average of 44.3K shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
What is the FTD aggregate net balance?
FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
How do MAIN FTDs affect options pricing?
Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.