HTH Insider Trading

Hilltop Holdings Inc. (HTH) operates in the Financial Services sector, specifically the Banks - Regional industry, with a market capitalization near $2.08B, listed on NYSE, employing roughly 3,525 people, carrying a beta of 0.89 to the broader market. Hilltop Holdings Inc. Led by Jeremy Blue Ford, public since 2004-02-12.

In the last 12 months, Hilltop Holdings Inc. insiders made 0 buy transactions and 19 sale transactions.

DateNameTypeSharesPriceValue
Oct 5, 2026PARMENTER DARREN EA-Award83$33.89$2.8K
Oct 5, 2026Furr William BA-Award52$33.89$1.8K
Oct 5, 2026Bornemann Keith E.A-Award62$33.89$2.1K
Oct 2, 2026WEBB CARL BA-Award541$38.29$20.7K
Oct 2, 2026Taylor Robert JRA-Award323$38.29$12.4K
Oct 2, 2026SOBEL JONATHAN SA-Award270$38.29$10.3K
Aug 25, 2026Thompson Steve BA-Award422.06$0.00$0
Aug 25, 2026SOBEL JONATHAN SA-Award121.623$0.00$0
Aug 25, 2026Winges Martin BradleyA-Award157.74$0.00$0
Aug 25, 2026PRESTIDGE COREYA-Award698.519$0.00$0

HTH Insider Activity by Quarter

Reported Form 4 and Form 5 lines under HTH's own SEC company ID, by transaction date, back to Q4 2024. Purchases and sales are code P / S (open market or private) in the company's shares; other lines are purchases and sales of other securities (options, warrants, preferred), awards, exercises, tax withholding, gifts and other acquisitions and dispositions. Later filings and amendments can change the current quarter. Earlier quarters are not shown: the filings read reach back to Jul 6, 2022, and a quarter counts only when every filing for it was read.

QuarterPurchasesBoughtSalesSoldOther Lines
Q4 2026 (so far)0N/A0N/A3
Q3 20260N/A8$2.5M25
Q2 20260N/A5$1.6M15
Q1 20260N/A5$11.2M36
Q4 20250N/A1$77.0K12
Q3 202510$3.4M2$580.3K24
Q2 20250N/A0N/A21
Q1 20250N/A0N/A32
Q4 20240N/A2$1.1M18

HTH Institutional Ownership (13F)

As of Jun 30, 2026 (Q2 2026), 235 institutions reported holding 31,995,055 HTH shares, valued at $1.24B as reported, 52.5% of its market cap (market cap of Jun 26, 2026). That is +6 institutions from the quarter before. Among managers whose reports for both quarters are comparable, 30 opened a position, 18 closed one, 74 added and 83 trimmed.

Top Holders, Q2 2026

ManagerSharesValueChange
BlackRock, Inc.6,605,966$256.2M-6,779
DIMENSIONAL FUND ADVISORS LP2,615,508$101.4M-7,668
STATE STREET CORP2,546,898$98.8M+24,912
VANGUARD PORTFOLIO MANAGEMENT LLC2,467,100$95.7M-19,475
VANGUARD CAPITAL MANAGEMENT LLC1,746,720$67.7M-25,972
GEODE CAPITAL MANAGEMENT, LLC1,046,610$40.6M-1,204
AMERIPRISE FINANCIAL INC725,914$28.2M+57,920
Invesco Ltd.669,379$26.0M+51,879
JPMORGAN CHASE & CO659,665$25.8M+154,775
CHARLES SCHWAB INVESTMENT MANAGEMENT INC635,320$24.6M-69,293

By Quarter

QuarterInstitutionsSharesValue
Q2 202623531,995,055$1.24B
Q1 202622933,230,271$1.19B
Q4 202521333,248,761$1.13B
Q3 202520635,251,807$1.18B
Q2 202521235,893,303$1.09B
Q1 202521436,828,065$1.12B
Q4 202421537,144,532$1.06B
Q3 202419737,419,812$1.20B
Q2 202418737,574,676$1.18B

From the SEC's Form 13F data sets: investment managers with $100 million or more in Section 13(f) securities report their holdings each quarter, up to 45 days after it ends; a restated filing replaces the original, and values are as the managers reported them (a position whose price runs about 1,000 times below other managers', from a manager whose positions mostly do, is read as reported in thousands of dollars). The same shares can be reported by more than one manager, so totals can count some twice.

ETFs Holding HTH

FundWeight of HTHShares (as reported)Value (as reported)Source updated
IJR iShares Core S&P Small-Cap ETF0.08%2,294,264$84.0MOct 8, 2026
VTI Vanguard Morningstar Total Stock Market ETF0.00%1,214,372$46.2MOct 7, 2026
IWM iShares Russell 2000 ETF0.05%1,098,914$40.2MOct 8, 2026
VB Vanguard Morningstar Small-Cap ETF0.02%874,691$33.3MOct 7, 2026
DFSV U.S. Small Cap Value Portfolio ETF Class Shares0.10%750,684$27.9MOct 8, 2026
DFAT Dimensional - US Targeted Value ETF0.08%643,495$23.9MOct 8, 2026
VBR Vanguard Morningstar Small-Cap Value ETF0.03%555,914$21.2MOct 7, 2026
VXF Vanguard Extended Market ETF0.02%474,577$18.1MOct 7, 2026
KBE State Street SPDR S&P Bank ETF0.92%367,486$13.9MOct 8, 2026
SPSM State Street SPDR Portfolio S&P 600 Small Cap ETF0.08%351,354$13.0MOct 8, 2026
KRE State Street SPDR S&P Regional Banking ETF0.34%304,194$12.2MOct 8, 2026
IJS iShares S&P Small-Cap 600 Value ETF0.15%316,924$11.6MOct 8, 2026
AVUV Avantis U.S. Small Cap Value ETF0.04%300,757$11.0MOct 8, 2026
VTWO Vanguard Russell 2000 ETF0.05%232,265$8.8MOct 7, 2026
DFAC Dimensional - US Core Equity 2 ETF0.01%223,039$8.3MOct 8, 2026

From each fund's latest holdings file on record that shows HTH's listed security itself. A file counts when its line count is consistent with the fund's reported holdings count (at most twice it plus 10, or at most 1,000 lines for a reported count of exactly 10, which the data source gives many funds as a cap), read with that file or inherited from the fund's last classified file (within 20% of its line count, read within 60 days). Funds whose line for the company could not be confirmed as HTH's listed security, or that hold it through underlying funds (look-through), are not listed. Only long positions count: a fund is left out when any of its lines for HTH reports a negative weight, share count or value, or none of them above zero (a short position, or figures that disagree). Shares, value and weight are as reported in each fund's file, dated by the data source's last update of that file (not the date of the positions); the weight is HTH's share of that fund.

HTH Congress Trades

Members of Congress and their households disclosed 2 transactions in HTH on file (1 purchases, 1 sales) by 1 member, the latest trade on Jun 17, 2025.

MemberChamberTypeAmountTradedDisclosed
Lisa C. McClain (R-MI-9)HouseSale (Full)$1,001 - $15,000Jun 17, 2025Aug 13, 2025
Lisa C. McClain (R-MI-9)HousePurchase$1,001 - $15,000Jun 11, 2025Aug 13, 2025

From the periodic transaction reports members of the Senate and the House file under the STOCK Act, within 45 days of a trade (some file later); amounts are the ranges the reports give (a few give an exact amount), and a transaction a later report lists again is counted once. On file: House reports disclosed from Apr 10, 2023 through Oct 14, 2026; Senate reports disclosed from Jan 30, 2014 through Oct 7, 2026. The party is the member's on the trade date. A trade is listed under the company that traded under its ticker on the trade date (dated from Feb 1, 2021, unless the filing describes another company of ours; before that, only when the filing's description of the security is the company's name).

How to Read HTH Insider Activity

Net insider sentiment skews to the sell side over the trailing twelve months: 19 sales versus 0 buys. Insider sales carry less informational weight than buys because they are often driven by liquidity, tax planning, or pre-scheduled Rule 10b5-1 trading plans rather than negative information. The transaction type alone does not say whether a sale was made on the open market or privately, or under a 10b5-1 plan; the filing's plan checkbox and footnotes do. The transaction table above includes the filer's reporting name, transaction type, share count, per-share price, and total dollar value where computable. For options traders, insider activity is one input to event-driven sizing alongside earnings calendar, analyst-rating cluster moves, and the implied-vol surface. Form 4 filings (the dominant Section 16 reporting form) must be submitted within two business days of the transaction; clusters of buys across multiple insiders within a short window are the strongest informational pattern. SEC EDGAR carries the underlying source filings for verification and additional historical depth.

Learn how insider trading is reported and how to read the data →

Frequently asked HTH insider trading questions

How active are HTH insiders right now?
Over the trailing twelve months, Hilltop Holdings Inc. (HTH) insiders made 0 buy transactions and 19 sale transactions. Net insider sentiment over the trailing twelve months tilts to the sell side (19 sales vs 0 buys). The transaction list above shows the most recent filings; each entry includes the insider's name, transaction type, share count, and per-share price.
What counts as an insider transaction?
Section 16 of the Securities Exchange Act requires officers, directors, and 10% beneficial-owner shareholders to disclose changes in their holdings via Form 3 (initial statement), Form 4 (subsequent transactions, filed within two business days), and Form 5 (annual catch-up). Insider transactions cover open-market purchases and sales, exercise of stock options, gifts, and grants. The "transaction type" field on each row distinguishes these subcategories.
Are HTH insider buys a bullish signal?
Insider purchases (Type P, made on the open market or privately; the code covers both) carry more informational weight than insider sales: an insider must commit personal capital, and the SEC scrutinizes purchases under Rule 10b5-1 for material non-public information. Sales, by contrast, are often driven by liquidity, tax planning, or pre-scheduled 10b5-1 trading plans rather than negative information. Cluster buying (multiple insiders buying within a short window) is a stronger signal than isolated buys.
How do HTH insider transactions affect options pricing?
Insider transaction data does not directly drive implied volatility, but Form 4 disclosures can move single-name IV if the size or timing is unusual (e.g. a large CEO buy ahead of an earnings window). Options markets price the marginal informational content; routine transactions under pre-scheduled plans are typically ignored. For event-driven options sizing, pair the insider transaction history with the upcoming earnings calendar.