HNNA Fail-to-Deliver
Hennessy Advisors, Inc. (HNNA) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $81.4M, listed on NASDAQ, employing roughly 18 people, carrying a beta of 0.54 to the broader market. Operating as a publicly traded entity, Hennessy Advisors, Inc. Led by Neil Joseph Hennessy, public since 2005-03-09.
No records carrying symbol HNNA appear in the SEC's published NSCC CNS fails-to-deliver data for settlement dates August 27, 2026 through September 30, 2026.
Most recent fail-to-deliver in our records: August 26, 2026.
Frequently asked HNNA fail-to-deliver questions
- Has HNNA had any fails-to-deliver recently?
- No records carrying symbol HNNA appear in the SEC's published NSCC CNS fails-to-deliver data for settlement dates August 27, 2026 through September 30, 2026. Most recent fail-to-deliver in our records: August 26, 2026. The SEC publishes the first half of each month at the month's end and the second half around the 15th of the next month, so this check covers settlement dates through September 30, 2026.
- What does it mean when HNNA is absent from the SEC fails-to-deliver data?
- The SEC's files give the aggregate net balance of shares that failed to be delivered in NSCC's Continuous Net Settlement system, by security and settlement date. Since September 16, 2008 a security has a record for every settlement date on which that balance was above zero, and none when it was zero. This check is by symbol, so a fail reported only under a CUSIP or a former symbol is not counted.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
Learn how fails-to-deliver is reported and how to read the data →