GLU Fail-to-Deliver
The Gabelli Global Utility & Income Trust (GLU) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $116.7M, listed on AMEX, employing roughly 797 people, carrying a beta of 0.77 to the broader market. The Gabelli Global Utility & Income Trust is a closed-ended equity mutual fund launched by GAMCO Investors, Inc. Led by Nick Earl, public since 2004-05-26.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
- Latest Date
- 2026-07-13
- Latest FTD Quantity
- 196
- Latest Price
- $19.35
- 30-Day Avg FTD
- 832
- 30-Day Total FTD
- 25.0K
Showing 30 days of SEC fail-to-deliver data for The Gabelli Global Utility & Income Trust.
Learn how fails-to-deliver is reported and how to read the data →
Frequently asked GLU fail to deliver questions
- What is the latest GLU fail-to-deliver count?
- As of Jul 13, 2026, The Gabelli Global Utility & Income Trust (GLU) fail-to-deliver quantity is 196 shares, with a 30-day average of 832 shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
- What is the FTD aggregate net balance?
- FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
- How do GLU FTDs affect options pricing?
- Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.