GAINI Market Structure
Gladstone Investment Corporation (GAINI) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $645.9M, listed on NASDAQ, employing roughly 74 people, carrying a beta of 1.32 to the broader market. Gladstone Investment Corporation operates as a Business Development Company (BDC), focusing its investment activities on established, lower middle-market businesses. Led by David John Gladstone, public since 2024-12-18.
Market structure data reveals where a stock trades across exchanges, dark pools, and alternative trading systems. Understanding off-exchange activity helps identify institutional trading patterns and liquidity dynamics.
- Latest Week Ending
- 2026-06-08
- Weekly OTC Shares
- 12.9K
- Weekly OTC Trades
- 152
- 12-Week Total Shares
- 390.3K
- Avg Trade Size (12-Week)
- 213 shares
How Single-Name Off-Exchange Volume Affects Options
For single-name equities, persistent off-exchange volume concentrations can flag institutional positioning - large blocks arranged through ATS venues to avoid lit-market impact, or correlation-arbitrage flow from sector rotation. The flow doesn't directly move the lit-market price (it prints at the ATS) but it changes the inventory position of the institutional counterparty, which then drives subsequent lit-market flow. Compare the off-exchange volume series above with GAINI's gamma exposure and options volume history to see whether unusual dark-pool activity coincides with rebalancing in the options book.
Showing 12 weeks of off-exchange trading data for Gladstone Investment Corporation.
Learn how market structure is reported and how to read the data →
Frequently asked GAINI market structure questions
- What is the current GAINI off-exchange volume?
- For the week ending Jun 8, 2026, Gladstone Investment Corporation (GAINI) recorded 12.9K shares across 152 trades (average trade size 85 shares). The 12-week cumulative total is 390.3K shares.
- What does GAINI off-exchange volume mean for traders?
- Off-exchange volume on a single-name equity reflects institutional block trades arranged through alternative trading systems (ATS) for liquidity rather than information reasons. Persistent ATS volume on a name can signal large institutional repositioning; the lit-market price impact lags the off-exchange print by hours to days as the institutional counterparty hedges or unwinds.
- How is GAINI market-structure data sourced?
- Weekly off-exchange volume figures come from FINRA's OTC Transparency reporting, which captures trades executed through FINRA-member off-exchange venues including ATSs and member firm internalization desks. FINRA publishes the data with a two-week lag (current-week-minus-two-weeks) for ATS-specific volume and weekly aggregate volume; the totals here aggregate all member firm reporting. Trades cleared via the listed-exchange auction are NOT included; the figure reflects only the off-exchange portion of total volume.