FOA Insider Trading

Finance of America Companies Inc. (FOA) operates in the Financial Services sector, specifically the Financial - Credit Services industry, with a market capitalization near $102.8M, listed on NYSE, employing roughly 783 people, carrying a beta of 1.69 to the broader market. Finance of America Companies Inc. Led by Graham A. Fleming, public since 2019-04-18.

In the last 12 months, Finance of America Companies Inc. insiders made 4 buy transactions and 53 sale transactions.

DateNameTypeSharesPriceValue
Oct 7, 2026Prahm JeremyS-Sale6,000$13.20$79.2K
Oct 5, 2026Sieffert Kristen NS-Sale750$12.53$9.4K
Sep 22, 2026Prahm JeremyS-Sale6,000$13.98$83.9K
Sep 10, 2026Prahm JeremyS-Sale6,000$16.82$100.9K
Sep 3, 2026Sieffert Kristen NS-Sale750$17.55$13.2K
Aug 26, 2026Prahm JeremyS-Sale6,000$19.87$119.2K
Aug 12, 2026Prahm JeremyS-Sale6,000$21.73$130.4K
Aug 10, 2026Prahm JeremyS-Sale6,000$22.26$133.5K
Aug 5, 2026Sieffert Kristen NS-Sale750$23.61$17.7K
Jul 15, 2026Prahm JeremyS-Sale6,000$25.60$153.6K

FOA Insider Activity by Quarter

Reported Form 4 and Form 5 lines under FOA's own SEC company ID, by transaction date, back to Q4 2024. Purchases and sales are code P / S (open market or private) in the company's shares; other lines are purchases and sales of other securities (options, warrants, preferred), awards, exercises, tax withholding, gifts and other acquisitions and dispositions. Later filings and amendments can change the current quarter. Earlier quarters are not shown: the filings read reach back to Aug 14, 2023, and a quarter counts only when every filing for it was read.

QuarterPurchasesBoughtSalesSoldOther Lines
Q4 2026 (so far)0N/A2$88.6K0
Q3 20260N/A9$772.9K0
Q2 20260N/A8$821.8K75
Q1 20264$2.3M11$36.4M (8 of 11 priced)3
Q4 20250N/A15$48.0M20
Q3 20251$239.4K6$136.7K1
Q2 202515$1.5M6$117.6K70
Q1 20258$2.5M2$41.3K0
Q4 20248$429.8K5$1.5M10

FOA Institutional Ownership (13F)

As of Jun 30, 2026 (Q2 2026), 78 institutions reported holding 4,799,958 FOA shares, valued at $132.1M as reported, 69.1% of its market cap (market cap of Jun 26, 2026). That is +7 institutions from the quarter before. Among managers whose reports for both quarters are comparable, 18 opened a position, 10 closed one, 26 added and 22 trimmed.

Top Holders, Q2 2026

ManagerSharesValueChange
COOPERMAN LEON G1,286,068$35.4MUnchanged
Beach Point Capital Management LP927,837$25.5MUnchanged
BlackRock, Inc.304,153$8.4M+15,874
VANGUARD CAPITAL MANAGEMENT LLC281,039$7.7M-43,783
BRIGADE CAPITAL MANAGEMENT, LP280,476$7.7M+123,476
AMERICAN CENTURY COMPANIES INC174,786$4.8M+14,186
DIMENSIONAL FUND ADVISORS LP135,623$3.7M+33,562
GEODE CAPITAL MANAGEMENT, LLC115,214$3.2M+3,988
Purpose Unlimited Inc.110,021$3.0MUnchanged
RBF Capital, LLC102,320$2.8M+9,320

By Quarter

QuarterInstitutionsSharesValue
Q2 2026784,799,958$132.1M
Q1 2026714,559,070$75.7M
Q4 2025675,970,200$144.5M
Q3 2025727,158,843$160.6M
Q2 2025596,763,389$157.7M
Q1 2025466,400,606$136.3M
Q4 2024365,483,752$153.8M
Q3 2024234,829,634$55.9M
Q2 20245150,086,867$24.7M

From the SEC's Form 13F data sets: investment managers with $100 million or more in Section 13(f) securities report their holdings each quarter, up to 45 days after it ends; a restated filing replaces the original, and values are as the managers reported them (a position whose price runs about 1,000 times below other managers', from a manager whose positions mostly do, is read as reported in thousands of dollars). The same shares can be reported by more than one manager, so totals can count some twice.

ETFs Holding FOA

FundWeight of FOAShares (as reported)Value (as reported)Source updated
IWM iShares Russell 2000 ETF0.00%140,357$1.8MOct 8, 2026
AVUV Avantis U.S. Small Cap Value ETF0.01%129,470$1.7MOct 8, 2026
DFSV U.S. Small Cap Value Portfolio ETF Class Shares0.00%49,094$637.7KOct 8, 2026
DFAT Dimensional - US Targeted Value ETF0.00%13,493$175.3KOct 8, 2026
IWC iShares Micro-Cap ETF0.01%12,651$164.1KOct 8, 2026
AVSC Avantis U.S. Small Cap Equity ETF0.00%8,055$104.5KOct 8, 2026
EES WisdomTree U.S. SmallCap Fund0.01%6,576$85.4KOct 7, 2026
DXUV U.S. Vector Equity Portfolio ETF Class Shares0.00%2,632$34.2KOct 8, 2026
PKW Invesco BuyBack Achievers ETF0.00%2,373$30.8KOct 8, 2026
AVUS Avantis U.S. Equity ETF0.00%2,189$28.4KOct 8, 2026
DCOR U.S. Core Equity 1 Portfolio ETF Class Shares0.00%1,955$25.4KOct 8, 2026
RSSL Global X - Russell 2000 ETF0.00%1,848$24.0KOct 7, 2026
DFAC Dimensional - US Core Equity 2 ETF0.00%1,770$23.0KOct 8, 2026
ITWO ProShares Russell 2000 High Income ETF0.00%236$3.1KOct 8, 2026
URTY ProShares - UltraPro Russell20000.00%167$2.2KOct 8, 2026

From each fund's latest holdings file on record that shows FOA's listed security itself. A file counts when its line count is consistent with the fund's reported holdings count (at most twice it plus 10, or at most 1,000 lines for a reported count of exactly 10, which the data source gives many funds as a cap), read with that file or inherited from the fund's last classified file (within 20% of its line count, read within 60 days). Funds whose line for the company could not be confirmed as FOA's listed security, or that hold it through underlying funds (look-through), are not listed. Only long positions count: a fund is left out when any of its lines for FOA reports a negative weight, share count or value, or none of them above zero (a short position, or figures that disagree). Shares, value and weight are as reported in each fund's file, dated by the data source's last update of that file (not the date of the positions); the weight is FOA's share of that fund.

How to Read FOA Insider Activity

Net insider sentiment skews to the sell side over the trailing twelve months: 53 sales versus 4 buys. Insider sales carry less informational weight than buys because they are often driven by liquidity, tax planning, or pre-scheduled Rule 10b5-1 trading plans rather than negative information. The transaction type alone does not say whether a sale was made on the open market or privately, or under a 10b5-1 plan; the filing's plan checkbox and footnotes do. The transaction table above includes the filer's reporting name, transaction type, share count, per-share price, and total dollar value where computable. For options traders, insider activity is one input to event-driven sizing alongside earnings calendar, analyst-rating cluster moves, and the implied-vol surface. Form 4 filings (the dominant Section 16 reporting form) must be submitted within two business days of the transaction; clusters of buys across multiple insiders within a short window are the strongest informational pattern. SEC EDGAR carries the underlying source filings for verification and additional historical depth.

Learn how insider trading is reported and how to read the data →

Frequently asked FOA insider trading questions

How active are FOA insiders right now?
Over the trailing twelve months, Finance of America Companies Inc. (FOA) insiders made 4 buy transactions and 53 sale transactions. Net insider sentiment over the trailing twelve months tilts to the sell side (53 sales vs 4 buys). The transaction list above shows the most recent filings; each entry includes the insider's name, transaction type, share count, and per-share price.
What counts as an insider transaction?
Section 16 of the Securities Exchange Act requires officers, directors, and 10% beneficial-owner shareholders to disclose changes in their holdings via Form 3 (initial statement), Form 4 (subsequent transactions, filed within two business days), and Form 5 (annual catch-up). Insider transactions cover open-market purchases and sales, exercise of stock options, gifts, and grants. The "transaction type" field on each row distinguishes these subcategories.
Are FOA insider buys a bullish signal?
Insider purchases (Type P, made on the open market or privately; the code covers both) carry more informational weight than insider sales: an insider must commit personal capital, and the SEC scrutinizes purchases under Rule 10b5-1 for material non-public information. Sales, by contrast, are often driven by liquidity, tax planning, or pre-scheduled 10b5-1 trading plans rather than negative information. Cluster buying (multiple insiders buying within a short window) is a stronger signal than isolated buys.
How do FOA insider transactions affect options pricing?
Insider transaction data does not directly drive implied volatility, but Form 4 disclosures can move single-name IV if the size or timing is unusual (e.g. a large CEO buy ahead of an earnings window). Options markets price the marginal informational content; routine transactions under pre-scheduled plans are typically ignored. For event-driven options sizing, pair the insider transaction history with the upcoming earnings calendar.