CGABL Insider Trading
The Carlyle Group Inc. 4.625% Subordinated Notes due 2061 (CGABL) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $5.54B, listed on NASDAQ, employing roughly 2,500 people, carrying a beta of 0.79 to the broader market. This entity serves as a dedicated financial vehicle, specifically established for the purpose of securing funding or managing particular financial transactions. Led by Harvey Mitchell Schwartz, public since 2021-05-19.
No insider filings are on record under CGABL's own SEC company ID (CIK 1527166).
Filings Under Another SEC Company ID
1 filing line on file was filed under an SEC company ID (CIK) other than CGABL's (1527166). Such a filing can be a predecessor company's (one that reorganized, redomiciled or converted files under a new CIK), a former holder of the CGABL ticker's, or another company's that CGABL or its insiders report holding; the CIK alone does not say which. It is not counted in the figures above.
| CIK | Lines | Dates | Securities |
|---|---|---|---|
| 1517767 | 1 | Jan 12, 2023 | Shares of Beneficial Interest |
CGABL Institutional Ownership (13F)
As of Jun 30, 2026 (Q2 2026), 1 institutions reported holding 37,560 CGABL shares, valued at $607.0K as reported, 0.0% of its market cap (market cap of Jun 26, 2026). That is +0 institutions from the quarter before. Among managers whose reports for both quarters are comparable, 0 opened a position, 0 closed one, 0 added and 0 trimmed.
Top Holders, Q2 2026
| Manager | Shares | Value | Change |
|---|---|---|---|
| Sterling Capital Management LLC | 37,560 | $607.0K | Unchanged |
By Quarter
| Quarter | Institutions | Shares | Value |
|---|---|---|---|
| Q2 2026 | 1 | 37,560 | $607.0K |
| Q1 2026 | 1 | 37,560 | $657.3K |
| Q4 2025 | 2 | 40,810 | $696.3K |
| Q3 2025 | 2 | 41,810 | $751.4K |
| Q2 2025 | 2 | 41,810 | $700.1K |
| Q1 2025 | 1 | 37,560 | $656.5K |
| Q4 2024 | 1 | 32,560 | $578.6K |
| Q3 2024 | 1 | 32,560 | $636.2K |
From the SEC's Form 13F data sets: investment managers with $100 million or more in Section 13(f) securities report their holdings each quarter, up to 45 days after it ends; a restated filing replaces the original, and values are as the managers reported them (a position whose price runs about 1,000 times below other managers', from a manager whose positions mostly do, is read as reported in thousands of dollars). The same shares can be reported by more than one manager, so totals can count some twice.
ETFs Holding CGABL
| Fund | Weight of CGABL | Shares (as reported) | Value (as reported) | Source updated |
|---|---|---|---|---|
| PFF iShares Preferred and Income Securities ETF | 0.15% | 1,205,875 | $18.6M | Oct 8, 2026 |
| PSK State Street SPDR ICE Preferred Securities ETF | 0.47% | 189,851 | $3.0M | Oct 8, 2026 |
| JHPI John Hancock Investments - Preferred Income ETF | 0.18% | 26,088 | $405.7K | Oct 8, 2026 |
From each fund's latest holdings file on record that shows CGABL's listed security itself. A file counts when its line count is consistent with the fund's reported holdings count (at most twice it plus 10, or at most 1,000 lines for a reported count of exactly 10, which the data source gives many funds as a cap), read with that file or inherited from the fund's last classified file (within 20% of its line count, read within 60 days). Funds whose line for the company could not be confirmed as CGABL's listed security, or that hold it through underlying funds (look-through), are not listed. Only long positions count: a fund is left out when any of its lines for CGABL reports a negative weight, share count or value, or none of them above zero (a short position, or figures that disagree). Shares, value and weight are as reported in each fund's file, dated by the data source's last update of that file (not the date of the positions); the weight is CGABL's share of that fund.
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