ASB Insider Trading

Associated Banc-Corp (ASB) operates in the Financial Services sector, specifically the Banks - Regional industry, with a market capitalization near $5.39B, listed on NYSE, employing roughly 4,129 people, carrying a beta of 0.81 to the broader market. Associated Banc-Corp, a bank holding company, provides various banking and nonbanking products and services to individuals and businesses in Wisconsin, Illinois, Missouri, and Minnesota. Led by Andrew J. Harmening, public since 1980-03-17.

In the last 12 months, Associated Banc-Corp insiders made 0 buy transactions and 28 sale transactions.

DateNameTypeSharesPriceValue
Sep 18, 2026Ahern Patrick EdwardJ-Other28,057$0.00$0
Sep 18, 2026Ahern Patrick EdwardJ-Other28,057$0.00$0
Sep 17, 2026ZANDPOUR STEVEN S.J-Other80.039$30.17$2.4K
Sep 17, 2026Williams Terry LynnJ-Other75.997$30.17$2.3K
Sep 17, 2026Kitowski Nicole MJ-Other25.039$30.17$755
Sep 17, 2026HLADIO JAYNE CJ-Other12.833$30.17$387
Sep 17, 2026Manso JulioJ-Other18.197$30.09$547
Sep 17, 2026Manso JulioJ-Other13.674$30.17$413
Sep 17, 2026Harmening Andrew JJ-Other2,516.375$30.09$75.7K
Sep 17, 2026Utz John A.A-Award428$30.32$13.0K

ASB Insider Activity by Quarter

Reported Form 4 and Form 5 lines under ASB's own SEC company ID, by transaction date, back to Q4 2024. Purchases and sales are code P / S (open market or private) in the company's shares; other lines are purchases and sales of other securities (options, warrants, preferred), awards, exercises, tax withholding, gifts and other acquisitions and dispositions. Later filings and amendments can change the current quarter. Earlier quarters are not shown: the filings read reach back to Jul 17, 2023, and a quarter counts only when every filing for it was read.

QuarterPurchasesBoughtSalesSoldOther Lines
Q4 2026 (so far)0N/A0N/A0
Q3 20260N/A10$6.7M53
Q2 20260N/A8$1.6M47
Q1 20260N/A4$677.8K117
Q4 20250N/A6$925.8K55
Q3 20250N/A8$657.1K49
Q2 20251$300.2K0N/A48
Q1 20250N/A2$244.0K120
Q4 20240N/A11$14.2M87

ASB Institutional Ownership (13F)

As of Jun 30, 2026 (Q2 2026), 396 institutions reported holding 151,784,047 ASB shares, valued at $4.67B as reported, 90.3% of its market cap (market cap of Jun 26, 2026). That is +26 institutions from the quarter before. Among managers whose reports for both quarters are comparable, 59 opened a position, 31 closed one, 155 added and 103 trimmed.

Top Holders, Q2 2026

ManagerSharesValueChange
BlackRock, Inc.23,267,058$715.9M+846,874
VANGUARD PORTFOLIO MANAGEMENT LLC10,367,662$319.0M-514,126
DIMENSIONAL FUND ADVISORS LP10,038,553$308.9M+227,325
STATE STREET CORP8,848,723$272.3M-112,719
FIRST TRUST ADVISORS LP7,538,653$232.0M+1,567,426
VANGUARD CAPITAL MANAGEMENT LLC6,676,473$205.4M-451,424
GEODE CAPITAL MANAGEMENT, LLC4,290,041$132.0M-72,395
AMERICAN CENTURY COMPANIES INC4,248,534$130.7M+981,525
LSV ASSET MANAGEMENT3,764,147$115.8M-55,100
NOMURA ASSET MANAGEMENT INTERNATIONAL INC.3,083,276$94.9M-253,745

By Quarter

QuarterInstitutionsSharesValue
Q2 2026396151,784,047$4.67B
Q1 2026370145,912,541$3.77B
Q4 2025341143,625,156$3.70B
Q3 2025320141,270,660$3.63B
Q2 2025312141,125,238$3.44B
Q1 2025300141,095,164$3.18B
Q4 2024305143,526,666$3.43B
Q3 2024291128,499,865$2.77B
Q2 2024277129,843,100$2.75B

From the SEC's Form 13F data sets: investment managers with $100 million or more in Section 13(f) securities report their holdings each quarter, up to 45 days after it ends; a restated filing replaces the original, and values are as the managers reported them (a position whose price runs about 1,000 times below other managers', from a manager whose positions mostly do, is read as reported in thousands of dollars). The same shares can be reported by more than one manager, so totals can count some twice.

ETFs Holding ASB

FundWeight of ASBShares (as reported)Value (as reported)Source updated
VTI Vanguard Morningstar Total Stock Market ETF0.01%4,490,069$137.4MOct 7, 2026
IWM iShares Russell 2000 ETF0.16%4,449,428$126.4MOct 8, 2026
AVUV Avantis U.S. Small Cap Value ETF0.39%4,240,085$120.5MOct 8, 2026
AIRR First Trust RBA American Industrial RenaissanceTM ETF1.14%3,622,878$102.9MOct 8, 2026
DFSV U.S. Small Cap Value Portfolio ETF Class Shares0.37%3,488,549$100.8MOct 8, 2026
VB Vanguard Morningstar Small-Cap ETF0.05%3,243,860$99.3MOct 7, 2026
DFAT Dimensional - US Targeted Value ETF0.22%2,299,028$66.4MOct 8, 2026
VBR Vanguard Morningstar Small-Cap Value ETF0.09%2,061,059$63.1MOct 7, 2026
VXF Vanguard Extended Market ETF0.06%1,896,093$58.0MOct 7, 2026
SDVY First Trust SMID Cap Rising Dividend Achievers ETF0.47%1,801,221$51.2MOct 8, 2026
KRE State Street SPDR S&P Regional Banking ETF1.11%1,274,643$39.8MOct 8, 2026
MDY State Street SPDR S&P MIDCAP 400 ETF Trust0.13%1,210,203$34.9MOct 8, 2026
VTWO Vanguard Russell 2000 ETF0.14%837,437$25.6MOct 7, 2026
SPMD State Street SPDR Portfolio S&P 400 Mid Cap ETF0.14%868,377$25.0MOct 8, 2026
SCHA Schwab U.S. Small-Cap ETF0.11%857,811$24.5MOct 8, 2026

From each fund's latest holdings file on record that shows ASB's listed security itself. A file counts when its line count is consistent with the fund's reported holdings count (at most twice it plus 10, or at most 1,000 lines for a reported count of exactly 10, which the data source gives many funds as a cap), read with that file or inherited from the fund's last classified file (within 20% of its line count, read within 60 days). Funds whose line for the company could not be confirmed as ASB's listed security, or that hold it through underlying funds (look-through), are not listed. Only long positions count: a fund is left out when any of its lines for ASB reports a negative weight, share count or value, or none of them above zero (a short position, or figures that disagree). Shares, value and weight are as reported in each fund's file, dated by the data source's last update of that file (not the date of the positions); the weight is ASB's share of that fund.

How to Read ASB Insider Activity

Net insider sentiment skews to the sell side over the trailing twelve months: 28 sales versus 0 buys. Insider sales carry less informational weight than buys because they are often driven by liquidity, tax planning, or pre-scheduled Rule 10b5-1 trading plans rather than negative information. The transaction type alone does not say whether a sale was made on the open market or privately, or under a 10b5-1 plan; the filing's plan checkbox and footnotes do. The transaction table above includes the filer's reporting name, transaction type, share count, per-share price, and total dollar value where computable. For options traders, insider activity is one input to event-driven sizing alongside earnings calendar, analyst-rating cluster moves, and the implied-vol surface. Form 4 filings (the dominant Section 16 reporting form) must be submitted within two business days of the transaction; clusters of buys across multiple insiders within a short window are the strongest informational pattern. SEC EDGAR carries the underlying source filings for verification and additional historical depth.

Learn how insider trading is reported and how to read the data →

Frequently asked ASB insider trading questions

How active are ASB insiders right now?
Over the trailing twelve months, Associated Banc-Corp (ASB) insiders made 0 buy transactions and 28 sale transactions. Net insider sentiment over the trailing twelve months tilts to the sell side (28 sales vs 0 buys). The transaction list above shows the most recent filings; each entry includes the insider's name, transaction type, share count, and per-share price.
What counts as an insider transaction?
Section 16 of the Securities Exchange Act requires officers, directors, and 10% beneficial-owner shareholders to disclose changes in their holdings via Form 3 (initial statement), Form 4 (subsequent transactions, filed within two business days), and Form 5 (annual catch-up). Insider transactions cover open-market purchases and sales, exercise of stock options, gifts, and grants. The "transaction type" field on each row distinguishes these subcategories.
Are ASB insider buys a bullish signal?
Insider purchases (Type P, made on the open market or privately; the code covers both) carry more informational weight than insider sales: an insider must commit personal capital, and the SEC scrutinizes purchases under Rule 10b5-1 for material non-public information. Sales, by contrast, are often driven by liquidity, tax planning, or pre-scheduled 10b5-1 trading plans rather than negative information. Cluster buying (multiple insiders buying within a short window) is a stronger signal than isolated buys.
How do ASB insider transactions affect options pricing?
Insider transaction data does not directly drive implied volatility, but Form 4 disclosures can move single-name IV if the size or timing is unusual (e.g. a large CEO buy ahead of an earnings window). Options markets price the marginal informational content; routine transactions under pre-scheduled plans are typically ignored. For event-driven options sizing, pair the insider transaction history with the upcoming earnings calendar.