AGO Insider Trading

Assured Guaranty Ltd. (AGO) operates in the Financial Services sector, specifically the Insurance - Specialty industry, with a market capitalization near $3.09B, listed on NYSE, employing roughly 367 people, carrying a beta of 0.72 to the broader market. Assured Guaranty Ltd. Led by Dominic Frederico, public since 2004-04-23.

In the last 12 months, Assured Guaranty Ltd. insiders made 0 buy transactions and 7 sale transactions.

DateNameTypeSharesPriceValue
Oct 2, 2026Winch Michael Gordon0$0.00$0
Aug 21, 2026FREDERICO DOMINICG-Gift23,331$0.00$0
Jul 6, 2026Rosenblum Benjamin G.F-InKind1,156$81.39$94.1K
Jun 18, 2026BORGES FRANCISCO LG-Gift24,159$0.00$0
Jun 18, 2026BORGES FRANCISCO LG-Gift2,588$0.00$0
Jun 1, 2026Radtke LorinS-Sale1,047$74.32$77.8K
May 29, 2026BORGES FRANCISCO LG-Gift74$0.00$0
May 22, 2026BORGES FRANCISCO LG-Gift427$0.00$0
May 12, 2026Bailenson RobertS-Sale17,647$78.24$1.4M
May 12, 2026Bailenson RobertS-Sale32,353$78.82$2.6M

AGO Insider Activity by Quarter

Reported Form 4 and Form 5 lines under AGO's own SEC company ID, by transaction date, back to Q4 2024. Purchases and sales are code P / S (open market or private) in the company's shares; other lines are purchases and sales of other securities (options, warrants, preferred), awards, exercises, tax withholding, gifts and other acquisitions and dispositions. Later filings and amendments can change the current quarter. Earlier quarters are not shown: the filings read reach back to Nov 12, 2020, and a quarter counts only when every filing for it was read.

QuarterPurchasesBoughtSalesSoldOther Lines
Q4 2026 (so far)0N/A0N/A0
Q3 20260N/A0N/A2
Q2 20260N/A3$4.0M28
Q1 20260N/A4$14.1M37
Q4 20250N/A0N/A0
Q3 20250N/A2$5.4M1
Q2 20250N/A3$7.3M22
Q1 20250N/A0N/A41
Q4 20240N/A2$5.3M1

AGO Institutional Ownership (13F)

As of Jun 30, 2026 (Q2 2026), 370 institutions reported holding 41,225,611 AGO shares, valued at $3.31B as reported, 91.3% of its market cap (market cap of Jun 26, 2026). That is -1 institutions from the quarter before. Among managers whose reports for both quarters are comparable, 51 opened a position, 50 closed one, 107 added and 154 trimmed.

Top Holders, Q2 2026

ManagerSharesValueChange
BlackRock, Inc.5,787,502$463.9M+7,039
VANGUARD PORTFOLIO MANAGEMENT LLC3,965,491$317.9M+39,700
DIMENSIONAL FUND ADVISORS LP3,027,991$242.7M+16,240
VANGUARD CAPITAL MANAGEMENT LLC1,916,655$153.6M-49,038
STATE STREET CORP1,586,416$127.2M+14,180
FIRST TRUST ADVISORS LP1,518,088$121.7M+161,453
AMERICAN CENTURY COMPANIES INC1,403,093$112.5M+86,964
AQR CAPITAL MANAGEMENT LLC1,395,148$111.7M+534,708
REINHART PARTNERS, LLC.1,246,181$99.9M-40,992
River Road Asset Management, LLC1,160,270$93.0M-731,108

By Quarter

QuarterInstitutionsSharesValue
Q2 202637041,225,611$3.31B
Q1 202637140,974,104$3.34B
Q4 202536342,450,617$3.81B
Q3 202533642,995,923$3.64B
Q2 202534844,644,376$3.88B
Q1 202532848,495,786$4.06B
Q4 202432246,864,676$4.22B
Q3 202431946,209,689$3.68B
Q2 202432149,166,974$3.79B

From the SEC's Form 13F data sets: investment managers with $100 million or more in Section 13(f) securities report their holdings each quarter, up to 45 days after it ends; a restated filing replaces the original, and values are as the managers reported them (a position whose price runs about 1,000 times below other managers', from a manager whose positions mostly do, is read as reported in thousands of dollars). The same shares can be reported by more than one manager, so totals can count some twice.

ETFs Holding AGO

FundWeight of AGOShares (as reported)Value (as reported)Source updated
IJR iShares Core S&P Small-Cap ETF0.17%2,469,803$170.8MOct 8, 2026
VTI Vanguard Morningstar Total Stock Market ETF0.00%1,342,029$100.2MOct 7, 2026
DFSV U.S. Small Cap Value Portfolio ETF Class Shares0.32%1,226,300$85.1MOct 8, 2026
AVUV Avantis U.S. Small Cap Value ETF0.26%1,136,536$78.6MOct 8, 2026
VB Vanguard Morningstar Small-Cap ETF0.04%969,049$72.4MOct 7, 2026
VBR Vanguard Morningstar Small-Cap Value ETF0.07%614,711$45.9MOct 7, 2026
SDVY First Trust SMID Cap Rising Dividend Achievers ETF0.34%531,953$36.8MOct 8, 2026
VXF Vanguard Extended Market ETF0.04%483,620$36.1MOct 7, 2026
FVD First Trust Value Line Dividend Index Fund0.42%453,774$31.4MOct 8, 2026
SPSM State Street SPDR Portfolio S&P 600 Small Cap ETF0.17%380,630$26.7MOct 8, 2026
DFAT Dimensional - US Targeted Value ETF0.07%311,616$21.6MOct 8, 2026
VIG Vanguard Dividend Appreciation ETF0.01%235,439$17.6MOct 7, 2026
FXO First Trust Financials AlphaDEX Fund1.69%249,517$17.3MOct 8, 2026
SCHA Schwab U.S. Small-Cap ETF0.07%217,501$14.9MOct 8, 2026
VYM Vanguard High Dividend Yield ETF0.01%169,369$12.7MOct 7, 2026

From each fund's latest holdings file on record that shows AGO's listed security itself. A file counts when its line count is consistent with the fund's reported holdings count (at most twice it plus 10, or at most 1,000 lines for a reported count of exactly 10, which the data source gives many funds as a cap), read with that file or inherited from the fund's last classified file (within 20% of its line count, read within 60 days). Funds whose line for the company could not be confirmed as AGO's listed security, or that hold it through underlying funds (look-through), are not listed. Only long positions count: a fund is left out when any of its lines for AGO reports a negative weight, share count or value, or none of them above zero (a short position, or figures that disagree). Shares, value and weight are as reported in each fund's file, dated by the data source's last update of that file (not the date of the positions); the weight is AGO's share of that fund.

How to Read AGO Insider Activity

Net insider sentiment skews to the sell side over the trailing twelve months: 7 sales versus 0 buys. Insider sales carry less informational weight than buys because they are often driven by liquidity, tax planning, or pre-scheduled Rule 10b5-1 trading plans rather than negative information. The transaction type alone does not say whether a sale was made on the open market or privately, or under a 10b5-1 plan; the filing's plan checkbox and footnotes do. The transaction table above includes the filer's reporting name, transaction type, share count, per-share price, and total dollar value where computable. For options traders, insider activity is one input to event-driven sizing alongside earnings calendar, analyst-rating cluster moves, and the implied-vol surface. Form 4 filings (the dominant Section 16 reporting form) must be submitted within two business days of the transaction; clusters of buys across multiple insiders within a short window are the strongest informational pattern. SEC EDGAR carries the underlying source filings for verification and additional historical depth.

Learn how insider trading is reported and how to read the data →

Frequently asked AGO insider trading questions

How active are AGO insiders right now?
Over the trailing twelve months, Assured Guaranty Ltd. (AGO) insiders made 0 buy transactions and 7 sale transactions. Net insider sentiment over the trailing twelve months tilts to the sell side (7 sales vs 0 buys). The transaction list above shows the most recent filings; each entry includes the insider's name, transaction type, share count, and per-share price.
What counts as an insider transaction?
Section 16 of the Securities Exchange Act requires officers, directors, and 10% beneficial-owner shareholders to disclose changes in their holdings via Form 3 (initial statement), Form 4 (subsequent transactions, filed within two business days), and Form 5 (annual catch-up). Insider transactions cover open-market purchases and sales, exercise of stock options, gifts, and grants. The "transaction type" field on each row distinguishes these subcategories.
Are AGO insider buys a bullish signal?
Insider purchases (Type P, made on the open market or privately; the code covers both) carry more informational weight than insider sales: an insider must commit personal capital, and the SEC scrutinizes purchases under Rule 10b5-1 for material non-public information. Sales, by contrast, are often driven by liquidity, tax planning, or pre-scheduled 10b5-1 trading plans rather than negative information. Cluster buying (multiple insiders buying within a short window) is a stronger signal than isolated buys.
How do AGO insider transactions affect options pricing?
Insider transaction data does not directly drive implied volatility, but Form 4 disclosures can move single-name IV if the size or timing is unusual (e.g. a large CEO buy ahead of an earnings window). Options markets price the marginal informational content; routine transactions under pre-scheduled plans are typically ignored. For event-driven options sizing, pair the insider transaction history with the upcoming earnings calendar.