UUP Fail-to-Deliver
Invesco DB US Dollar Index Bullish Fund (UUP) operates in the Financial Services sector, specifically the Asset Management - Leveraged industry, with a market capitalization near $160.7M, listed on AMEX, carrying a beta of -0.19 to the broader market. The Invesco DB US Dollar Index Bullish (Fund) seeks to track changes, whether positive or negative, in the level of the Deutsche Bank Long USD Currency Portfolio Index - Excess ReturnTM (DB Long USD Currency Portfolio Index ER or Index) plus the interest income from the Fund's holdings of primarily US Treasury securities and money market income less the Fund's expenses. public since 2007-03-01.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
- Latest Date
- 2026-04-30
- Latest FTD Quantity
- 142
- Latest Price
- $27.61
- 30-Day Avg FTD
- 74.2K
- 30-Day Total FTD
- 2.2M
Showing 30 days of SEC fail-to-deliver data for Invesco DB US Dollar Index Bullish Fund.
Learn how fails-to-deliver is reported and how to read the data →
Frequently asked UUP fail to deliver questions
- What is the latest UUP fail-to-deliver count?
- As of Apr 30, 2026, Invesco DB US Dollar Index Bullish Fund (UUP) fail-to-deliver quantity is 142 shares, with a 30-day average of 74.2K shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
- What is the FTD aggregate net balance?
- FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
- How do UUP FTDs affect options pricing?
- Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.