TOT Fail-to-Deliver

LionShares U.S. Equity Total Return ETF (TOT) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $6.7M, listed on AMEX, employing roughly 102,579 people, carrying a beta of 1.00 to the broader market. TOT aims to deliver returns that mirror the overall performance of US stocks via ETFs that track the broad US equity market. Led by Patrick Pouyanné, public since 2025-09-03.

Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.

Latest Date
2026-09-21
Latest FTD Quantity
183
Latest Price
$23.99
30-Day Avg FTD
135
30-Day Total FTD
4.1K

Showing 30 days of SEC fail-to-deliver data for LionShares U.S. Equity Total Return ETF.

Learn how fails-to-deliver is reported and how to read the data →

Frequently asked TOT fail to deliver questions

What is the latest TOT fail-to-deliver count?
As of Sep 21, 2026, LionShares U.S. Equity Total Return ETF (TOT) fail-to-deliver quantity is 183 shares, with a 30-day average of 135 shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
What is the FTD aggregate net balance?
FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
How do TOT FTDs affect options pricing?
Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.