SPIN Fail-to-Deliver
State Street US Equity Premium Income ETF (SPIN) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $24.5M, listed on CBOE, carrying a beta of 0.66 to the broader market. The State Street US Equity Premium Income ETF employs an actively managed strategy that is designed to provide current income while maintaining the potential for long-term growthThe fund invests in a portfolio of large- and mid-cap US stocks that the investment advisor believes exhibit desirable characteristics such as strong fundamentals, attractive valuations, and long-term growth prospects, while dynamically selling call options on a US large-cap exposure, such as the S&P 500 Index, to generate additional monthly incomeThe strategy utilizes a proprietary macroeconomic signal to determine the option strikes (moneyness) of the calls written, seeking to harvest higher option premiums during volatile market conditions to help provide more of a cushion against possible losses in the underlying portfolio, while harvesting lower option premiums during low-risk market conditions which may allow the fund to participate in greater potential market upside Led by Yie-Hsin Hung, public since 2024-09-05.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
- Latest Date
- 2026-05-13
- Latest FTD Quantity
- 20
- Latest Price
- $32.03
- 30-Day Avg FTD
- 420
- 30-Day Total FTD
- 12.6K
Showing 30 days of SEC fail-to-deliver data for State Street US Equity Premium Income ETF.
Learn how fails-to-deliver is reported and how to read the data →
Frequently asked SPIN fail to deliver questions
- What is the latest SPIN fail-to-deliver count?
- As of May 13, 2026, State Street US Equity Premium Income ETF (SPIN) fail-to-deliver quantity is 20 shares, with a 30-day average of 420 shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
- What is the FTD aggregate net balance?
- FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
- How do SPIN FTDs affect options pricing?
- Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.