SDY Fail-to-Deliver
State Street SPDR S&P Dividend ETF (SDY) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $21.85B, listed on AMEX, carrying a beta of 0.65 to the broader market. The State Street SPDR S&P Dividend ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P High Yield Dividend AristocratsTM Index (the "Index")The Index screens for companies that have consistently increased their dividend for at least 20 consecutive years, and weights the stocks by yieldDue to the index screen for 20 years of consecutively raising dividends, stocks included in the Index have both capital growth and dividend income characteristics, as opposed to stocks that are pure yield public since 2005-11-15.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
- Latest Date
- 2026-04-28
- Latest FTD Quantity
- 1
- Latest Price
- $148.17
- 30-Day Avg FTD
- 944
- 30-Day Total FTD
- 28.3K
Showing 30 days of SEC fail-to-deliver data for State Street SPDR S&P Dividend ETF.
Learn how fails-to-deliver is reported and how to read the data →
Frequently asked SDY fail to deliver questions
- What is the latest SDY fail-to-deliver count?
- As of Apr 28, 2026, State Street SPDR S&P Dividend ETF (SDY) fail-to-deliver quantity is 1 shares, with a 30-day average of 944 shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
- What is the FTD aggregate net balance?
- FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
- How do SDY FTDs affect options pricing?
- Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.