OCTM Fail-to-Deliver
FT Vest U.S. Equity Max Buffer ETF - October (OCTM) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $31.6M, listed on CBOE, carrying a beta of 0.20 to the broader market. OCTM uses FLEX options to match the price returns of SPDR S&P 500 ETF Trust (SPY), up to a predetermined upside cap of at least 7%, while seeking to provide the maximum available buffer of 100% over a one-year period starting in October. public since 2024-10-21.
No records carrying symbol OCTM appear in the SEC's published NSCC CNS fails-to-deliver data for settlement dates August 1, 2026 through September 14, 2026.
Most recent fail-to-deliver in our records: June 30, 2026.
Frequently asked OCTM fail-to-deliver questions
- Has OCTM had any fails-to-deliver recently?
- No records carrying symbol OCTM appear in the SEC's published NSCC CNS fails-to-deliver data for settlement dates August 1, 2026 through September 14, 2026. Most recent fail-to-deliver in our records: June 30, 2026. The SEC publishes the first half of each month at the month's end and the second half around the 15th of the next month, so this check covers settlement dates through September 14, 2026.
- What does it mean when OCTM is absent from the SEC fails-to-deliver data?
- The SEC's files give the aggregate net balance of shares that failed to be delivered in NSCC's Continuous Net Settlement system, by security and settlement date. Since September 16, 2008 a security has a record for every settlement date on which that balance was above zero, and none when it was zero. This check is by symbol, so a fail reported only under a CUSIP or a former symbol is not counted.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
Learn how fails-to-deliver is reported and how to read the data →