OCTB Fail-to-Deliver
ETF Series Solutions - Aptus October Buffer ETF (OCTB) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $46.5M, listed on CBOE, carrying a beta of 0.49 to the broader market. OCTB seeks to provide defined returns linked to the performance of the SPDR S&P 500 ETF Trust (SPY) over a one-year outcome period from October 1 to September 30. public since 2025-10-14.
No records carrying symbol OCTB appear in the SEC's published NSCC CNS fails-to-deliver data for settlement dates August 22, 2026 through September 14, 2026.
Most recent fail-to-deliver in our records: August 21, 2026.
Frequently asked OCTB fail-to-deliver questions
- Has OCTB had any fails-to-deliver recently?
- No records carrying symbol OCTB appear in the SEC's published NSCC CNS fails-to-deliver data for settlement dates August 22, 2026 through September 14, 2026. Most recent fail-to-deliver in our records: August 21, 2026. The SEC publishes the first half of each month at the month's end and the second half around the 15th of the next month, so this check covers settlement dates through September 14, 2026.
- What does it mean when OCTB is absent from the SEC fails-to-deliver data?
- The SEC's files give the aggregate net balance of shares that failed to be delivered in NSCC's Continuous Net Settlement system, by security and settlement date. Since September 16, 2008 a security has a record for every settlement date on which that balance was above zero, and none when it was zero. This check is by symbol, so a fail reported only under a CUSIP or a former symbol is not counted.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
Learn how fails-to-deliver is reported and how to read the data →