NUDM Fail-to-Deliver

Nuveen ESG International Developed Markets Equity (NUDM) operates in the Financial Services sector, specifically the Asset Management - Global industry, with a market capitalization near $670.3M, listed on CBOE, carrying a beta of 1.01 to the broader market. The Fund seeks to track the investment results, before fees and expenses, of the Nuveen ESG International Developed Markets Equity Index. public since 2017-06-12.

Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.

Latest Date
2026-05-13
Latest FTD Quantity
334
Latest Price
$38.52
30-Day Avg FTD
1.3K
30-Day Total FTD
40.2K

Showing 30 days of SEC fail-to-deliver data for Nuveen ESG International Developed Markets Equity.

Learn how fails-to-deliver is reported and how to read the data →

Frequently asked NUDM fail to deliver questions

What is the latest NUDM fail-to-deliver count?
As of May 13, 2026, Nuveen ESG International Developed Markets Equity (NUDM) fail-to-deliver quantity is 334 shares, with a 30-day average of 1.3K shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
What is the FTD aggregate net balance?
FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
How do NUDM FTDs affect options pricing?
Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.