LIT Fail-to-Deliver

Global X - Lithium & Battery Tech ETF (LIT) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $1.74B, listed on AMEX, carrying a beta of 1.35 to the broader market. The Global X Lithium & Battery Tech ETF (LIT) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Lithium Index. public since 2010-07-23.

Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.

Latest Date
2026-04-29
Latest FTD Quantity
15.2K
Latest Price
$83.77
30-Day Avg FTD
7.0K
30-Day Total FTD
208.6K

Showing 30 days of SEC fail-to-deliver data for Global X - Lithium & Battery Tech ETF.

Learn how fails-to-deliver is reported and how to read the data →

Frequently asked LIT fail to deliver questions

What is the latest LIT fail-to-deliver count?
As of Apr 29, 2026, Global X - Lithium & Battery Tech ETF (LIT) fail-to-deliver quantity is 15.2K shares, with a 30-day average of 7.0K shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
What is the FTD aggregate net balance?
FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
How do LIT FTDs affect options pricing?
Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.