HAUG Fail-to-Deliver
Corgi U.S. Equities 100% Structured Buffer ETF - August Series (HAUG) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $1.0M, listed on CBOE, carrying a beta of 0.00 to the broader market. The fund seeks to provide investors with returns that generally match the price return, excluding dividends, of the SPDR S&P 500 ETF Trust (SPY), up to a stated upside cap, while buffering against 100% of SPY's losses over each annual outcome period, before fees and expenses. public since 2026-08-03.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
- Latest Date
- 2026-09-23
- Latest FTD Quantity
- 3
- Latest Price
- $25.30
- 30-Day Avg FTD
- 16.8K
- 30-Day Total FTD
- 301.9K
Showing 18 days of SEC fail-to-deliver data for Corgi U.S. Equities 100% Structured Buffer ETF - August Series.
Learn how fails-to-deliver is reported and how to read the data →
Frequently asked HAUG fail to deliver questions
- What is the latest HAUG fail-to-deliver count?
- As of Sep 23, 2026, Corgi U.S. Equities 100% Structured Buffer ETF - August Series (HAUG) fail-to-deliver quantity is 3 shares, with a 18-day average of 16.8K shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
- What is the FTD aggregate net balance?
- FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
- How do HAUG FTDs affect options pricing?
- Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.