GUSA Fail-to-Deliver

Goldman Sachs MarketBeta US 1000 Equity ETF (GUSA) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $2.26B, listed on AMEX, carrying a beta of 1.02 to the broader market. Seeks to provide investment results that closely correspond to the performance of the Fund Index. public since 2022-04-13.

Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.

Latest Date
2026-05-14
Latest FTD Quantity
99
Latest Price
$64.04
30-Day Avg FTD
363
30-Day Total FTD
10.9K

Showing 30 days of SEC fail-to-deliver data for Goldman Sachs MarketBeta US 1000 Equity ETF.

Learn how fails-to-deliver is reported and how to read the data →

Frequently asked GUSA fail to deliver questions

What is the latest GUSA fail-to-deliver count?
As of May 14, 2026, Goldman Sachs MarketBeta US 1000 Equity ETF (GUSA) fail-to-deliver quantity is 99 shares, with a 30-day average of 363 shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
What is the FTD aggregate net balance?
FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
How do GUSA FTDs affect options pricing?
Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.