ELM Fail-to-Deliver
Elm Market Navigator ETF (ELM) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $579.0M, listed on AMEX, employing roughly 257 people, carrying a beta of 0.49 to the broader market. The fund is an actively managed “fund of funds” that seeks to achieve its investment objective by investing in a dynamic portfolio of other unaffiliated registered investment companies, including mutual funds, index-based exchange-traded funds (“ETFs”), and actively managed ETFs, that provide exposure to equity markets and fixed income markets. Led by Paul T. McDermott, public since 2025-02-12.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
- Latest Date
- 2026-06-30
- Latest FTD Quantity
- 344
- Latest Price
- $29.11
- 30-Day Avg FTD
- 481
- 30-Day Total FTD
- 14.4K
Showing 30 days of SEC fail-to-deliver data for Elm Market Navigator ETF.
Learn how fails-to-deliver is reported and how to read the data →
Frequently asked ELM fail to deliver questions
- What is the latest ELM fail-to-deliver count?
- As of Jun 30, 2026, Elm Market Navigator ETF (ELM) fail-to-deliver quantity is 344 shares, with a 30-day average of 481 shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
- What is the FTD aggregate net balance?
- FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
- How do ELM FTDs affect options pricing?
- Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.