EES Fail-to-Deliver
WisdomTree U.S. SmallCap Fund (EES) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $704.8M, listed on AMEX, carrying a beta of 1.03 to the broader market. Under typical market circumstances, this fund dedicates a minimum of 95% of its overall assets—excluding any collateral obtained from securities lending activities—to either the direct holdings of its benchmark index or to other investments that demonstrate nearly identical economic traits. public since 2007-02-23.
No records carrying symbol EES appear in the SEC's published NSCC CNS fails-to-deliver data for settlement dates August 19, 2026 through September 14, 2026.
Most recent fail-to-deliver in our records: August 18, 2026.
Frequently asked EES fail-to-deliver questions
- Has EES had any fails-to-deliver recently?
- No records carrying symbol EES appear in the SEC's published NSCC CNS fails-to-deliver data for settlement dates August 19, 2026 through September 14, 2026. Most recent fail-to-deliver in our records: August 18, 2026. The SEC publishes the first half of each month at the month's end and the second half around the 15th of the next month, so this check covers settlement dates through September 14, 2026.
- What does it mean when EES is absent from the SEC fails-to-deliver data?
- The SEC's files give the aggregate net balance of shares that failed to be delivered in NSCC's Continuous Net Settlement system, by security and settlement date. Since September 16, 2008 a security has a record for every settlement date on which that balance was above zero, and none when it was zero. This check is by symbol, so a fail reported only under a CUSIP or a former symbol is not counted.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
Learn how fails-to-deliver is reported and how to read the data →