DUBS Fail-to-Deliver

Aptus Large Cap Enhanced Yield ETF (DUBS) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $355.0M, listed on CBOE, carrying a beta of 0.94 to the broader market. An actively managed ETF that seeks to achieve its objectives principally by investing in a market cap-weighted portfolio of US Large Cap Stocks and US Large Cap ETFs. public since 2023-08-14.

Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.

Latest Date

2026-04-30

Latest FTD Quantity

32.4K

Latest Price

$39.52

30-Day Avg FTD

6.0K

30-Day Total FTD

180.7K

Showing 30 days of SEC fail-to-deliver data for Aptus Large Cap Enhanced Yield ETF.

Learn how fails-to-deliver is reported and how to read the data →

Frequently asked DUBS fail to deliver questions

What is the latest DUBS fail-to-deliver count?

As of Apr 30, 2026, Aptus Large Cap Enhanced Yield ETF (DUBS) fail-to-deliver quantity is 32.4K shares, with a 30-day average of 6.0K shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.

What is the FTD aggregate net balance?

FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.

How do DUBS FTDs affect options pricing?

Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.