AUGM Fail-to-Deliver
FT Vest U.S. Equity Max Buffer ETF - August (AUGM) operates in the Financial Services sector, specifically the Asset Management industry, with a market capitalization near $44.6M, listed on CBOE, carrying a beta of 0.21 to the broader market. AUGM uses FLEX options to match the price returns of SPDR S&P 500 ETF Trust (SPY), up to a predetermined upside cap of at least 7%, while seeking to provide the maximum available buffer of 100% over a one year period starting in August. public since 2024-08-19.
Fail-to-deliver (FTD) data from the SEC tracks settlement failures where shares were not delivered within the standard settlement period. Persistent FTDs may indicate naked short selling or settlement issues and are monitored by regulators.
- Latest Date
- 2026-09-30
- Latest FTD Quantity
- 295
- Latest Price
- $35.38
- 30-Day Avg FTD
- 13.9K
- 30-Day Total FTD
- 416.1K
Showing 30 days of SEC fail-to-deliver data for FT Vest U.S. Equity Max Buffer ETF - August.
Learn how fails-to-deliver is reported and how to read the data →
Frequently asked AUGM fail to deliver questions
- What is the latest AUGM fail-to-deliver count?
- As of Sep 30, 2026, FT Vest U.S. Equity Max Buffer ETF - August (AUGM) fail-to-deliver quantity is 295 shares, with a 30-day average of 13.9K shares. The SEC publishes FTD data twice monthly: first-half data at month-end, second-half around the 15th of the following month.
- What is the FTD aggregate net balance?
- FTD figures represent the aggregate net balance in NSCC's Continuous Net Settlement (CNS) system, not the gross failed-share count. The published numbers run 2-6 weeks stale relative to the underlying settlement date.
- How do AUGM FTDs affect options pricing?
- Persistent FTDs flag hard-to-borrow conditions that distort put-call parity: in HTB names, synthetic long stock (long call + short put at the same strike) trades below the frictionless-parity price by approximately the borrow rebate. The discount equals the lending revenue forgone by holding the synthetic instead of actual shares. Reg SHO threshold-list inclusion follows from sustained FTD persistence.